Chief Compliance Officer
Mary joined Arete in March 2016 and is based in the firm's Boston office. Mary is the President and Chief Compliance Officer of Arete Research LLC, the firm's US broker dealer subsidiary. Mary is responsible for the development and oversight of the compliance processes and procedures, globally. Prior to joining Arete, Mary spent five years at Berenberg Capital Markets LLC as a VP, Chief Compliance Officer. Before that, Mary served as a Compliance Officer for Nile Capital Management LLC, Nile Capital (affiliated broker dealer) and Nile Capital Investment Trust (’40 Act fund). Mary graduated cum laude with a BS in Business Management from Bentley University. In addition, she holds the Series 7, 24, 63, 66, 79 and 99 FINRA licenses.